Kim Kardashian Settles with the SEC for $1.26M
Reality TV star Kim Kardashian agreed to pay the SEC $1.26 million for failing to adhere to SEC guid [...]
SEC Crypto Enforcement Team Doubles
The Securities and Exchange Commission (SEC) is nearly doubling the number of dedicated positions re [...]
Binance BNB Coin Under SEC Investigation
The SEC strikes again! Binance, the world’s largest crypto exchange, has found itself in hot water [...]
What Is a Security?
It doesn’t take an avid investor to understand securities. From stocks and bonds to hedge funds, t [...]
SEC Enforcement: Investigations, Subpoenas, & Penalties
In 2021, the SEC Enforcement Division handed out $3.9 billion in penalties to companies and individu [...]
SEC Compliance: Regulations, Registration, & Reporting
What is SEC compliance? Who needs to comply with the rules of America’s securities watchdog, and h [...]
What Is an Initial Coin Offering (ICO)?
An ICO, or initial coin offering, is a way to raise funds on the blockchain. While ICOs are relative [...]
No SEC Amnesty for Unregistered Crypto Securities
SEC to Crypto Industry: No Amnesty for Violations The U.S. Securities Exchange Commission (SEC) rece [...]
The Howey Test: Is Your Crypto Token a Security?
The “Howey Test” is the framework set by the U.S. Supreme Court to determine whether a transacti [...]