SEC Enforcement: Investigations, Subpoenas, & Penalties
In 2021, the SEC Enforcement Division handed out $3.9 billion in penalties to companies and individu [...]
SEC Law
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SEC Compliance: Regulations, Registration, & Reporting
What is SEC compliance? Who needs to comply with the rules of America’s securities watchdog, and h [...]
What Is an Initial Coin Offering (ICO)?
An ICO, or initial coin offering, is a way to raise funds on the blockchain. While ICOs are relative [...]
No SEC Amnesty for Unregistered Crypto Securities
SEC to Crypto Industry: No Amnesty for Violations The U.S. Securities Exchange Commission (SEC) rece [...]
The Howey Test: Is Your Crypto Token a Security?
The “Howey Test” is the framework set by the U.S. Supreme Court to determine whether a transacti [...]
7 Things to Know from the New Lummis-Gillibrand Cryptocurrency Bill
A new bipartisan cryptocurrency bill from Senators Cynthia Lummis (R-WY) and Kirsten Gillibrand (D-N [...]
What Is an Initial Public Offering (IPO)?
An initial public offering, or IPO, refers to the first time shares of a company are sold to the pub [...]